Course
Planification financière : planification d'entreprise (LCI25PD8FR)
Subscribe (C$200.00)
INTERNAL
/
IN DEVELOPMENT
Planification financière : planification d'entreprise (LCI25PD8FR)
Le cours Planification d'entreprise est une formation approfondie en trois modules conçue pour les professionnels de la finance au Canada souhaitant perfectionner leur expertise en matière de conseil aux propriétaires de petites entreprises....
AML 2026 (LCIAML2026)
Subscribe (C$200.00)
INTERNAL
/
IN DEVELOPMENT
AML 2026 (LCIAML2026)


AML Mortgage Professionals refers to a group of individuals or entities specializing in mortgage services while ensuring compliance with Anti-Money Laundering (AML) regulations. They focus on preventing financial crimes within the mortgage...
AML Mortgage Professionals (LCIAMLMP25)
Subscribe (C$200.00)
Continuing Education
/
Compliance / Business Conduct
AML Mortgage Professionals (LCIAMLMP25)


AML Mortgage Professionals refers to a group of individuals or entities specializing in mortgage services while ensuring compliance with Anti-Money Laundering (AML) regulations. They focus on preventing financial crimes within the mortgage...
RESPDAC Dealing Representative Proficiency Course (RDRE1)
Subscribe (C$200.00)
Licensing
/
RESPDAC / REEADC
RESPDAC Dealing Representative Proficiency Course (RDRE1)
Anyone who sells RESPs for a Scholarship Plan Dealer is required by securities regulation (National Instrument 31-103) to successfully complete the Dealing Representative Proficiency Course (DRPC) prior to registration. The DRPC was initiated by...
Cours de perfectionnement à l’intention des représentants de courtiers (RDRF1)
Subscribe (C$200.00)
Licensing
/
RESPDAC / REEADC
Cours de perfectionnement à l’intention des représentants de courtiers (RDRF1)
Toute personne qui vend des REEE au nom d’un courtier en plans de bourses d’études est tenue par la réglementation (Règlement national 31-103) de passer avec succès le Cours de perfectionnement à l’intention des représentants de...
AurumVest Annual Attestation
Company Resources / Ressources de l'entreprise
AurumVest Annual Attestation
AurumVest Annual Attestation - a sign-off requirement for all AurumVest employees.
AurumVest Compliance Training
Company Resources / Ressources de l'entreprise
AurumVest Compliance Training
Compliance Training Resources for AurumVest employees. Compliance Manual Product Shelf Information (KYP)
AurumVest Onboarding
Company Resources / Ressources de l'entreprise
AurumVest Onboarding
AurumVest Capital onboarding for new employees. Compliance training Employee manual
French - The Professional Development Library
Subscribe (C$200.00)
French - The Professional Development Library
Professional Investments Compliance Meeting 2024
Company Resources / Ressources de l'entreprise
Professional Investments Compliance Meeting 2024

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