| Course | |||||
|---|---|---|---|---|---|
 | Subscribe (C$200.00) INTERNAL / ARCHIVE Welcome to your first 90 days with your new CIRO Dealer firm. Get up to speed with industry rules, regulations and best practices while you satisfy your mandatory 90-day training requirement.
This course is designed to be completed over a... | ||||
 | Subscribe (C$200.00) INTERNAL / IN DEVELOPMENT Le cours Planification d'entreprise est une formation approfondie en trois modules conçue pour les professionnels de la finance au Canada souhaitant perfectionner leur expertise en matière de conseil aux propriétaires de petites entreprises.... | ||||
 | Subscribe (C$200.00) INTERNAL / IN DEVELOPMENT | ||||
| Subscribe (C$200.00) Continuing Education / Compliance / Business Conduct | ||||
 | Subscribe (C$200.00) Licensing / RESPDAC / REEADC Anyone who sells RESPs for a Scholarship Plan Dealer is required by securities regulation (National Instrument 31-103) to successfully complete the Dealing Representative Proficiency Course (DRPC) prior to registration. The DRPC was initiated by... | ||||
 | Subscribe (C$200.00) Licensing / RESPDAC / REEADC Toute personne qui vend des REEE au nom d’un courtier en plans de bourses d’études est tenue par la réglementation (Règlement national 31-103) de passer avec succès le Cours de perfectionnement à l’intention des représentants de... | ||||
 | Subscribe (C$200.00) Company Resources / Ressources de l'entreprise Welcome to your first 90 days with your new CIRO Dealer firm. Get up to speed with industry rules, regulations and best practices while you satisfy your mandatory 90-day training requirement.
With a new course section released every week,... | ||||
 | Company Resources / Ressources de l'entreprise AurumVest Annual Attestation - a sign-off requirement for all AurumVest employees. | ||||
 | Company Resources / Ressources de l'entreprise Compliance Training Resources for AurumVest employees.
Compliance Manual
Product Shelf Information (KYP) | ||||
 | Company Resources / Ressources de l'entreprise AurumVest Capital onboarding for new employees.
Compliance training
Employee manual |
